-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RhvDdXJP7TlSyv4Umlw4vCq6yg20dnn0Coyiia0imn39GvucD39bZd0kh1Ts9UYy lgRTfVSsAOSs/324tiVQGA== 0001065407-08-000675.txt : 20081114 0001065407-08-000675.hdr.sgml : 20081114 20081114141453 ACCESSION NUMBER: 0001065407-08-000675 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Cape Bancorp, Inc. CENTRAL INDEX KEY: 0001411303 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-83837 FILM NUMBER: 081189759 BUSINESS ADDRESS: STREET 1: 225 NORTH MAIN STREET CITY: CAPE MAY COURT HOUSE STATE: NJ ZIP: 08210 BUSINESS PHONE: (609) 465-5600 MAIL ADDRESS: STREET 1: 225 NORTH MAIN STREET CITY: CAPE MAY COURT HOUSE STATE: NJ ZIP: 08210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT FINANCIAL PARTNERS LP CENTRAL INDEX KEY: 0001431719 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 215-972-2200 MAIL ADDRESS: STREET 1: 2929 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19104 SC 13D 1 sched13d.htm SCHEDULE 13D sched13d.htm
 


 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
(Rule 13d-101)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT
TO RULE 13d-2(a)
 
(Amendment No. ____)
 
Cape Bancorp, Inc.
(Name of Issuer)
 
Common Stock, par value $0.01 per share
(Title of Class of Securities)
 
139209 1 00
(CUSIP Number)
 
W. Kirk Wycoff
Copies to:
Patriot Financial Partners, L.P.
Raymond A. Tiernan, Esq.
Cira Centre
Elias, Matz, Tiernan & Herrick L.L.P.
2929 Arch Street, 27th Floor
734 15th Street, N.W.
Philadelphia, Pennsylvania 19104
Washington, D.C. 20005
(215) 399-4650
(202) 347-0300
(Name, Address, Telephone Number of Person Authorized to Receive Notices and Communications)
   
November 4, 2008
(Date of Event which Requires Filing of this Statement)
   
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ].
   
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7(b) for other parties to whom copies are to be sent.
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 2 of 15 Pages
     
 
1
   NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Patriot Financial Partners, L.P.
2
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
   (a) [ X ]
(b) [    ]
 
3
   SEC USE ONLY
 
4
   SOURCE OF FUNDS
 
WC, BK
5
   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
   PURSUANT TO ITEM 2(d) OR 2(e)
 
 
         [  ]
 
 
6
   CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
  SOLE VOTING POWER
 
0
8
  SHARED VOTING POWER
 
504,822
9
  SOLE DISPOSITIVE POWER
 
0
10
  SHARED DISPOSITIVE POWER
 
504,822
11
   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
504,822
12
  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES   [ ]
 
13
   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
3.8%
 14
   TYPE OF REPORTING PERSON
   
PN
 

     
 
CUSIP No. 139209 1 00
 13D
 
Page 3 of 15 Pages
     
   
1
   NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Patriot Financial Partners Parallel, L.P.
2
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
   (a) [ X ]
(b) [    ]
 
3
   SEC USE ONLY
 
4
   SOURCE OF FUNDS
 
WC, BK
5
   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
   PURSUANT TO ITEM 2(d) OR 2(e)
 
 
         [  ]
 
 
6
   CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
7
   SOLE VOTING POWER
 
0
8
   SHARED VOTING POWER
 
187,278
9
   SOLE DISPOSITIVE POWER
 
0
10
   SHARED DISPOSITIVE POWER
 
187,278
11
   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
187,278
12
   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    [ ]
 
13
   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
1.4%
14
   TYPE OF REPORTING PERSON
 
PN
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 4 of 15 Pages
     
 
1
   NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Patriot Financial Partners GP, L.P.
2
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
   (a) [ X ]
(b) [    ]
 
3
   SEC USE ONLY
 
4
   SOURCE OF FUNDS
 
AF
5
   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
   PURSUANT TO ITEM 2(d) OR 2(e)
 
 
          [  ]
 
 
6
   CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
7
   SOLE VOTING POWER
 
0
8
   SHARED VOTING POWER
 
692,100
9
   SOLE DISPOSITIVE POWER
 
0
10
   SHARED DISPOSITIVE POWER
 
692,100
11
   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
692,100
12
   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    [ ]
 
13
   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
5.2%
14
   TYPE OF REPORTING PERSON
 
PN
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 5 of 15 Pages
     
 
1
   NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Patriot Financial Partners GP, LLC
2
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
   (a) [ X ]
(b) [    ]
 
3
   SEC USE ONLY
 
4
   SOURCE OF FUNDS
 
AF
5
   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
   PURSUANT TO ITEM 2(d) OR 2(e)
 
 
         [  ]
 
 
6
   CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
7
  SOLE VOTING POWER
 
0
8
  SHARED VOTING POWER
 
692,100
9
   SOLE DISPOSITIVE POWER
 
0
10
   SHARED DISPOSITIVE POWER
 
692,100
11
   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
692,100
12
   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    [ ]
 
13
   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
5.2%
14
   TYPE OF REPORTING PERSON
 
CO
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 6 of 15 Pages
     
 
1
   NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
W. Kirk Wycoff
2
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
   (a) [ X ]
(b) [    ]
 
3
   SEC USE ONLY
 
4
   SOURCE OF FUNDS
 
AF
5
   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
   PURSUANT TO ITEM 2(d) OR 2(e)
 
 
          [  ]
 
 
6
   CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
7
   SOLE VOTING POWER
 
0
8
   SHARED VOTING POWER
 
692,100
9
   SOLE DISPOSITIVE POWER
 
0
10
   SHARED DISPOSITIVE POWER
 
692,100
11
   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
692,100
12
   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    [ ]
 
13
   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
5.2%
14
   TYPE OF REPORTING PERSON
 
IN
 

     
 
CUSIP No. 139209 1 00
 13D
 
Page 7 of 15 Pages
     
 
1
   NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Ira M. Lubert
2
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
   (a) [ X ]
(b) [    ]
 
3
   SEC USE ONLY
 
4
   SOURCE OF FUNDS
 
AF
5
   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
   PURSUANT TO ITEM 2(d) OR 2(e)
 
 
          [  ]
 
 
6
   CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
7
   SOLE VOTING POWER
 
0
8
   SHARED VOTING POWER
 
692,100
9
   SOLE DISPOSITIVE POWER
 
0
10
   SHARED DISPOSITIVE POWER
 
692,100
11
  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
692,100
12
   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES    [ ]
 
13
   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
5.2%
14
   TYPE OF REPORTING PERSON
 
IN
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 8 of 15 Pages
     
 
1
   NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
James J. Lynch
2
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
   (a) [ X ]
(b) [    ]
 
3
   SEC USE ONLY
 
4
   SOURCE OF FUNDS
 
AF
5
   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
   PURSUANT TO ITEM 2(d) OR 2(e)
 
 
          [  ]
 
 
6
   CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
7
   SOLE VOTING POWER
 
0
8
   SHARED VOTING POWER
 
692,100
9
   SOLE DISPOSITIVE POWER
 
0
10
   SHARED DISPOSITIVE POWER
 
692,100
11
   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
692,100
12
   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     [ ]
 
13
   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
5.2%
14
   TYPE OF REPORTING PERSON
 
IN
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 9 of 15 Pages
     
 
 
Item 1.
  Security and Issuer
 
This Schedule 13D relates to the common stock, par value $0.01 per share (the ACommon Stock@), of Cape Bancorp, Inc., a Maryland corporation (the ACompany@ or the AIssuer@), whose principal executive offices are located at 225 North Main Street, Cape May Courthouse, New Jersey 08210.
 
Item 2.
  Identity and Background
 
The Schedule 13D is being jointly filed by the parties indentified below.  All of the filers of this Schedule 13D are collectively referred to as the “Patriot Financial Group.” The joint filing agreement of the members of the Patriot Financial Group is filed as Exhibit 1 to this Schedule 13D.
 
(a)- (c)    The following are members of the Patriot Financial Group:
 
·  
Patriot Financial Partners, L.P., a Delaware limited partnership (the “Patriot Fund”);
 
·  
Patriot Financial Partners Parallel, L.P., a Delaware limited partnership (the “Patriot Parallel Fund” and together with the Patriot Fund, the “Funds”);
 
·  
Patriot Financial Partners GP, L.P., a Delaware limited partnership and general partner of the Funds (“Patriot GP”);
 
·  
Patriot Financial Partners GP, LLC, a Delaware limited liability company and general partner of Patriot GP (“Patriot LLC”); and
 
·  
W. Kirk Wycoff, Ira M. Lubert and James J. Lynch as general partners of the Funds and Patriot GP and as members of Patriot LLC.
 
The Funds are private equity funds focused on investing in community banks throughout the United States.  The principal business of Patriot GP is to serve as the general partner and manage the Funds.   The principal business of Patriot LLC is to serve as the general partner and manage Patriot GP. The principal employment of Messrs. Wycoff, Lubert and Lynch is investment management with each of the Funds, Patriot GP and Patriot LLC.
 
The business address of each member of the Patriot Financial Group is c/o Patriot Financial Partners, LP, Cira Centre, 2929 Arch Street, 27th Floor, Philadelphia, Pennsylvania 19104.
 
(d)           During the last five years, no member of the Patriot Financial Group has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
 
(e)           During the last five years, no member of the Patriot Financial Group has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of,
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 10 of 15 Pages
     
 
or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
(f)           Each natural person who is a member of the Patriot Financial Group is a citizen of the United States.
 
Item 3.
Source and Amount of Funds or Other Consideration
 
Patriot Financial Group beneficially owns an aggregate of 692,100 shares of Common Stock acquired at an aggregate cost of $6,593,826.   The Patriot Fund holds 504,822 shares of Common Stock acquired at a cost of $4,781,240 and the Patriot Parallel Fund holds 187,278 shares of Common Stock acquired at a cost of $1,812,586.  The original purchase of 500,000 shares of Common Stock for $5,000,000 in January 2008 was made with working capital of the Funds through a line of credit from Sovereign Bank in the normal course of business.  The amount outstanding under the line of credit was repaid in full in July 2008 with funds from an investor capital call.
 
Item 4.
Purpose of Transaction
 
The shares of Common Stock were acquired for investment purposes to profit from the appreciation in the market price of the Common Stock and through the payment of dividends, if any.
 
While the Patriot Financial Group intends to exercise its rights as stockholders, no member thereof currently has any plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Company or the disposition of securities of the Company, other than purchases in the open market in the normal course of business; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Company or any of its subsidiaries; (d) any change in the present board of directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Company; (f) any other material change in the Company's business or corporate structure; (g) changes in the Company's charter or bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Company by any person; (h) causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized or quoted in an inter-dealer quotation system of a registered national securities association; (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (j) any action similar to any of those enumerated above, but reserves the right to take such action in the future.
 
Each of the Funds entered into a management rights letter with the Company in order to satisfy the requirement of management rights for purposes of qualifying the Funds’ investment as “venture capital investments” for purposes of the “plan assets” regulations of Department of Labor.
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 11 of 15 Pages
     
 
Item 5.
Interest in Securities of the Issuer
 
The percentages used in this Schedule 13D are based upon 13,313,521 outstanding shares of Common Stock as of August 13, 2008, as reported in the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008.
 
 (a) - - (b) Patriot Fund possesses shared voting and dispositive power and beneficially owns 504,822 shares, or 3.8%, of the outstanding Common Stock.
 
Patriot Parallel Fund possesses shared voting and dispositive power and beneficially owns 187,278 shares, or 1.4%, of the outstanding Common Stock.
 
Because (i) Messrs. Wycoff, Lubert and Lynch serve as general partners of the Funds and Patriot GP and as members of Patriot LLC, (ii) Patriot LLC serves as general partner of Patriot GP and (iii) Patriot GP serves as general partner of the Funds, each of Messrs Wycoff, Lubert and Lynch, Patriot LLC and Patriot GP may be deemed to possess shared voting and dispositive power over the shares of Common Stock held by the Funds or 692,100 shares, or  5.2%,  of the outstanding Common Stock.
 
(c)       Members of the Patriot Financial Group made the following purchases and sales of Common Stock in the open market in the last 60 days.
 
 
Purchaser
 
 
Date
 
Number of
Shares Purchased
 
 
Price Per Share
 
 
Total Cost
Patriot Fund
 
10/30/08
 
61,938
 
$8.25
 
$510,908
Patriot Parallel Fund
 
10/30/08
 
13,962
 
8.25
 
115,168
Patriot Fund
 
10/31/08
 
71,563
 
8.34
 
596,771
Patriot Parallel Fund
 
10/31/08
 
16,137
 
8.34
 
134,568
Patriot Fund
 
11/04/08
 
9,792
 
8.27
 
80,980
Patriot Parallel Fund
 
11/04/08
 
2,208
 
8.27
 
18,260
Patriot Fund
 
11/06/08
 
1,224
 
8.21
 
10,054
Patriot Parallel Fund
 
11/06/08
 
276
 
8.21
 
2,267
Patriot Fund
 
11/10/08
 
11,424
 
8.32
 
95,048
Patriot Parallel Fund
 
11/10/08
 
2,576
 
8.32
 
21,432
Patriot Fund  
11/11/08
  816   8.37   6,830
Patriot Parallel Fund  
11/11/08
  184   8.37   1,540
  
(d)      Not applicable.
   
(e)     
Not applicable.
 

 
     
 
CUSIP No. 139209 1 00
 13D
 
Page 12 of 15 Pages
     
 
 
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
 
As of the date of this Schedule 13D, except as described below, none of the Patriot Financial Group is a party to any contract, arrangement, understanding or relationship among themselves or with any other person with respect to any securities of the Company, including but not limited to transfer or voting of any of the Common Stock, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, the giving or withholding of proxies, or otherwise subject to a contingency the occurrence of which would give another person voting or investment power over the Common Stock.
 
In connection with their initial investment in the Common Stock, the Funds entered into an agreement with the Company, dated January 28, 2008, whereby the Funds agreed not sell shares of Common Stock purchased in the Company’s mutual to stock conversion offering for one year from the date of purchase unless (i) required by banking regulations, (ii) in connection with a merger or other offer or sale of the Company or (iii) with the consent of the Company’s board of directors. A copy of the letter agreement is filed as Exhibit 2 to this Schedule 13D.
 
Item 7.
Material to Be Filed as Exhibits
 
1  
    Joint Filer Statement
2  
    Letter Agreement with the Company, dated January 28, 2008
 
 

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
Date:  November 14, 2008

PATRIOT FINANCIAL PARTNERS, L.P.
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member of Patriot Financial Partners GP, LLC, the general partner of Patriot Financial Partners GP, L.P., the general partner of Patriot Financial Partners, L.P.
 
PATRIOT FINANCIAL PARTNERS PARALLEL, L.P.
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member of Patriot Financial Partners GP, LLC, the general partner of Patriot Financial Partners GP, L.P., the general partner of Patriot Financial Partners Parallel, L.P.
 
PATRIOT FINANCIAL PARTNERS GP, L.P.
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member of Patriot Financial Partners GP, LLC., the general partner of Patriot Financial Partners GP, L.P.
 
PATRIOT FINANCIAL PARTNERS GP, LLC
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member
 
/s/ W. Kirk Wycoff                                            
W. Kirk Wycoff
 
/s/ Ira M. Lubert                                            __
Ira M. Lubert
 
/s/ James J. Lynch________________________________________________________
James J. Lynch
 

 
EXHIBIT 1
 
JOINT FILING AGREEMENT
 
 
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D to which this Joint Filing Agreement is being filed as an exhibit shall be a joint statement filed on behalf of each of the undersigned.
 
Date:  November 14, 2008
 
PATRIOT FINANCIAL PARTNERS, L.P.
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member of Patriot Financial Partners GP, LLC, the general partner of Patriot Financial Partners GP, L.P., the general partner of Patriot Financial Partners, L.P.
 
PATRIOT FINANCIAL PARTNERS PARALLEL, L.P.
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member of Patriot Financial Partners GP, LLC, the general partner of Patriot Financial Partners GP, L.P., the general partner of Patriot Financial Partners Parallel, L.P.
 
PATRIOT FINANCIAL PARTNERS GP, L.P.
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member of Patriot Financial Partners GP, LLC, the general partner of Patriot Financial Partners GP, L.P.
 
PATRIOT FINANCIAL PARTNERS GP, LLC
 
By: /s/ James J. Lynch                                          
James J. Lynch, a member
 
/s/ W. Kirk Wycoff                                            
W. Kirk Wycoff
 
/s/ Ira M. Lubert                                                
                        Ira M. Lubert
 
/s/ James J. Lynch                                            _
James J. Lynch
 
 

 
EXHIBIT 2
 
PATRIOT CAPITAL PARTNERS, L.P.
PATRIOT CAPITAL PARTNERS PARALLEL, L.P.
2929 Arch Street
The Cira Centre
Philadelphia, PA  19104
 
 
 
January 28, 2008
 
 
Cape Bancorp, Inc.
225 North Main Street
Cape May Courthouse, NJ  08210
 
RE:           Patriot Capital Partners Investment in Cape Bancorp
 
Ladies and Gentlemen:
 
Reference is made to the purchase of 500,000 of shares of common stock (the "Shares") of Cape Bancorp, Inc. (the "Company") by Patriot Capital Partners, L.P. and Patriot Capital Partners Parallel, L.P. (collectively, the "Fund").  The Fund agrees that, for a period of one year following the date of its purchase of the Shares, the Fund shall not directly or indirectly sell, offer to sell or otherwise dispose of the Shares or any right to acquire such Shares; provided, however, the Fund may sell, offer to sell or otherwise dispose of such Shares or any right to acquire such Shares (i) if the Company is required (in the reasonable judgment of the general partner of the Funds) to sell such Shares to comply with any banking regulations applicable to the Funds, their partners or the Company (subject to compliance with all relevant securities laws); (ii) in connection with the consummation of any merger, tender offer or sale of all or substantially all of the shares of capital stock of the Company or sale of all of the assets of the Company; or (iii) with the prior written consent of the Company’s board of directors.
 
 
Very truly yours,
 
PATRIOT CAPITAL PARTNERS, L.P.
PATRIOT CAPITAL PARTNERS PARALLEL, L.P.
   By:  Patriot Capital Partners GP, L.P., its general partner
    By:  Patriot Capital Partners GP, LLC, its general partner
 
 
 
By:  /s/James J. Lynch                        
       Name: James J. Lynch
 Title: Member
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